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6. Reaction
.formation. Sometimes an individual protects himself from
dangerous de- sires by not only repressing them, but actually
developing conscious attitudes and behavior patterns that are
just the opposite. Thus he may conceal hate with a facade of
love, cruel- try with kindness, or desires for sexual
promiscuity with moralistic sexual attitudes and behavior. In
this way the individual erects obstacles or barriers that
reinforce his repression and keep his real desires and feelings
from conscious awareness and from being carried out overtly.
On a simple level,
reaction formation is il- lustrated by the old story about the
spinster who looks hopefully under her bed each night for fear
that a man may be lurking there. On a more complex level,
reaction formation may be manifested by people who crusade
against loose morals, alcohol, "pornography," gambling. and
other real or alleged evils. Often such people have a background
of earlier difficulties with these problems themselves. and
their zealous crusading appears to be a means of safeguarding
themselves against recurrence of their difficulties.
Self-appointed protectors of the public morals may gain
vicarious satisfaction- for example. by reviewing "pornographic"
materials without endangering their self-concepts. In some cases
reaction formation is more subtle, as when. say. a juror demands
the severest penalty under the law for an infraction tat he
himself has been tempted to commit
Reaction formation. like repression. may have adjstive value in
helping the individual maintain socially approved behavior and
avoid awareness of threatening and self-de- valuating desires-
But because this mechanism, too, is self-deceptive and not
subject to conscious control, it often results in exaggerated
and rigid fears or beliefs that may com- plicate an individual's
adjustive reactions and lead to excessive harshness or severity
in deal ing with the lapses of others.
7. Displacement. In displacement there is a shift of
emotion or symbolic meaning from a person or object toward which
it was original- ly-directed to another person or object. Often
displacement involves difficult emotions, such as hostility and
anxiety. A common subject for cartoons about displacement is the
meek office clerk who has been refused a raise by his
domineering boss. Instead of expressing his hostility toward his
employer-which would be dangerous—he goes home and snaps
irritably at his wife because dinner is a few minutes late.
In some instances the individual whose hostility has been
aroused by an outside person or event may turn the hostility
inward, engaging in exaggerated self-accusations and
recriminations, and feel severe guilt and self-devaluation. Such
intropunitive reactions do protect the individual from
expressing dangerous hostility toward others, but may lead to
depression and even to attempted or actual suicide.
Through a process of symbolic association, displacement may
become extremely complex and deviant. Swearing is commonly used
as a means of discharging pent-up feelings. Destructive
criticism and vindictive gossip frequently are only disguised
methods of expressing hostility. In a study of skydivers. Fens',
and Epstein (1969) found that the fear and anxiety associated
with skydiving was displaced onto other situations unrelated lo
parachuting. It is as if the jumper were saying'. 'This feeling
of fear that 1 have, it is of other things, not parachuting'" ,
This type of defensive reaction is referred to as "stimulus
displacement": while the fear or anxiety remains, it is
displaced ;o other situations.
8. Emotional Insulation. Here the individual reduces his
emotional involvement in situations that are viewed as
disappointing and hurtful,
Since many disappointments are encountered in life, people
usually learn to keep their anticipations within limits. Until
hoped for event occurs, their are careful to avoid premature
celebrations or to let their hopes run too high. The boy who
looks forward to a date with a very attractive girl may not let
himself get too excited or enthusiastic for fear she may not
like him. Such reactions are well ex- pressed in the common
saying, "I didn't dare even hope."
In more extreme cases of long-continued frustration, as in
chronic unemployment or prison confinement, many persons lose
hope, become resigned and apathetic, and adapt themselves to a
restricted way of life. Such "broken" Individuals thus protect
themselves from the bitter hurt of sustained frustration
by becoming passive recipients of whatever life brings them.
Similarly, in extreme forms of alienation the individual may
become non- involved and apathetic, feeling Isolated,
bewildered, and without hope. In certain mental disorders, too,
such as chronic schizophrenia, there is often an extreme use of
insulation that apparently protects the individual from
emotional involvement in a life situation and world that have
proved unbearably hurtful.
Up to a point, emotional insulation is an important means of
defense against unnecessary disappointment and hurt. But life
involves calculated risks, and most people are willing to take a
chance on active participation. Emotional insulation provides a
protective shell that prevents a repetition of previous pain,
but it reduces the individual's healthy, vigorous participation
in life.
9. Intellectualization (isolation). This defense mechanism
is related to both emotional insulation and rationalization.
Here the emotional reaction that would normally accompany a
painful event is avoided by a rational explanation that divests
the event of personal significance and painful feeling. The hurt
over a parent's death is reduced by saying that he or she lived
a full life or died mercifully with- out pain. Failures and
disappointments are softened by pointing out that "it could have
been worse." Cynicism may become a convenient means of reducing
guilt feelings over not living up to one's ideals. Even the
verbalization of good intentions, as in a glib admission that "I
should work harder" or should be less selfish and more
interested in the welfare of others," seems to cut off a good
deal of guilt and relieve one of the necessity of positive
action.
Intellectualization may be employed under extremely stressful
conditions as well as in dealing with the milder stresses of
everyday life. Bluestone and McGahee have found that this
defense mechanism was often used by prisoners awaiting
execution. They have de scribed the pattern as follows: " 'So
they'll kill me; and that's that'-this said with a shrug of the
shoulders suggests that the affect appropriate to the thought
has somehow been isolated"
10. Undoing (atonement). Undoing is de- signed to negate or
annul some disapproved thought, impulse, or act. Apologizing for
wrongs, repentance, doing penance, and undergoing punishment are
all forms of undoing.
Undoing apparently develops out of early training in which the
child learns that once he apologizes, makes some restitution, or
is punished for disapproved behavior, his misdeed is negated and
he can start over with a clean slate and with renewed parental
approval. As a consequence of such early learning, people
commonly develop methods of atoning for or undoing their
misdeeds—methods to avoid or ameliorate the punishment and
self-devaluation that would otherwise result, The unfaithful
husband may bring his wife presents; the unethical executive may
give huge sums of money to charity.
The opportunity for confession and the assurance of forgiveness
in some religions appear to meet a deep human need to be able to
get rid of guilt feelings and make a new beginning. As an
ego-defense mechanism, however. undoing operates on an
unconscious level, The individual assuages feelings of guilt by
making some kind of reparation, but without conscious awareness
of the intent of the action.
11. Regression. Regression is a defense mechanism in
which one returns to (lie use of reaction patterns long since
outgrown. When a new addition to the family has seemingly
undermined his status, a little boy may revert to bed-wetting
and other infantile behavior that once brought him parental
attention; the young bride may return home to her mother at the
first sign of trouble.
Summary chart of ego-defense mechanisms
Denial of reality. Protecting self from unpleasant
reality by refusal to perceive or face it
Fantasy. Gratifying frustrated desires by imaginary
achievements
Repression. Preventing painful or dangerous thoughts from
entering consciousness
Rationalization. Attempting to prove that one's behavior
is "rational" and justifiable and thus worthy of self and social
approval
Projection. Placing blame for difficulties upon others or
attributing one's own unethical desires to others
Reaction formation. Preventing dangerous desires from
being expressed by exaggerating opposed attitudes and types of
behavior and using them as "barriers"
Displacement. Discharging pent-up feelings, usually of
hostility, on objects less dangerous than those which initially
aroused the emotions
Emotional insulation. Reducing ego involvement and
withdrawing into passivity to protect self from hurt
Intellectualization (isolation). Cutting off affective
charge from hurtful situations or separating incompatible
attitudes by logic-tight compartments
Undoing. Atoning for and thus counteracting immoral
desires or acts
Regression. Retreating to earlier developmental level '
involving less mature responses and usually a lower level of
aspiration
Identification. Increasing feelings of worth by
Identifying sell with person or institution of illustrious
standing
Introjection. Incorporating external values and standards
into ego structure so individual is not at their mercy as
external threats
Compensation. Covering up weakness by emphasizing
desirable ['ail or making up for frustration in one area by over
gratification in another
Acting-out. Reducing the anxiety aroused by forbidden or
dangerous desires by permitting their expression, young bride
may return home to her mother &the first sign of trouble.
The developmental process from dependence to independence is by
no means an easy one. Consequently, it is not surprising that in
the face of severe stress or new challenges, an individual may
retreat to a less mature level of adjustment. We might expect
something akin to regression to occur merely on the basis of the
frequent failure of newly learned reactions to bring
satisfaction. In looking for other, more successful modes of
adjustment, it would be only natural to try out discarded pat-
terns that previously had brought satisfaction-
However, regression is a more comprehensive reaction than merely
trying out older modes of response when new ones have failed.
For in regression the individual re- treats from reality to a
legs demanding personal status—one that involves lowered
aspirations and more readily accomplished satisfactions.
This point is well illustrated by Bettelheim's reference to a
general "regression to infantile behavior" seen in nearly all
the prisoners at the Nazi concentration camps of Dachau and
Buchenwald.
"The prisoners lived, like children, only in the immediate
present: . . . they became unable -o plan for the future or to
give up immediate pleasure satisfactions to gain greater ones in
the near future. . . - They were boastful, telling tales about
what they had accomplished in their former lives, or how they
succeeded in cheating foremen or guards, and how they sabotaged
the work. Like children, they felt not at all set back or
ashamed when it be came known that they had lied about their
prowess."
In our discussion of the psychoses, we shall describe patients
whose regression is so extreme that they are no longer able to
dress, feed, or otherwise take care of themselves
12. Identification. Identification often lakes place in
imitative learning, as when a boy identifies with his father and
uses him as a model. Identification may also operate as a
defense mechanism in enhancing feelings of worth and protecting
the individual against self-devaluation.
The growing child soon learns that the way in which he is
evaluated by others depends heavily on his Family and other
group memberships. During adolescence and adulthood, the
mechanism of identification is expanded to include a wide range
of persons and groups.
Not only does society evaluate the individual in the light of
his group memberships, but he comes to evaluate himself in the
light of them. Students may identify with the college they
attend, and many employees identify with the power and prestige
of the company for which they work. By doing so, they take as
their own some of the desirable attributes of the groups to
which they belong. Particularly for persons who feel basically
inferior, such identifications may have important supportive and
defensive value.
When feelings of adequacy and worth are. based too heavily on
identification with others,however, the individual becomes
highly vulnerable to stress situations in which such
identifications prove devaluating, for example, when the values
and behavior of the group prove disillusioning, when the group
suffers humiliation, or when the group is rele- gated to low
social status. In such cases, the individual's identifications
lead to self-devaluation rather than to self-enhancement. This
is one reason it is difficult for an athletic coach to hold his
job when his team loses consistently.
13.Introjection is closely related to identification. As
a defense reaction it involves the acceptance of others' values
and norms as one's own even when they are contrary to one's
previous assumptions. After revolutions leading to dictatorial
forms of government, for example, many people interject the new
values and beliefs as a protection for themselves. By
internalizing the socially pre- scribed values and norms, they
can then trust themselves to avoid behavior that would brine
social retaliation and punishment.
In describing the use of intoreject ion under extreme
conditions;, it is again useful to refer to the experiences of
Bettelheim at the Nazi concentration camps of Dachau and
Buchenwald- Under the cruel and insidious camp experiences,
previous values and identifications were broken down and new
norm'; were introjected—Nazi norms.
"A prisoner had reached the final stage of adjustment to the
camp situation his personality so as to accept as his own the
value of the Gestapo. ... old prisoners were sometimes
instrumental in getting rid of the until, in this making a
feature of Gestapo ideology a feature of their own behavior."
Introjection has
been referred to as "identification with the aggressor" and is a
defensive reaction that seems to follow the principle. " you
can't beat 'em, join 'em." However, it is evident that
inrojection may lead to seriously distorted and maladaptive
behavior.
14. Compensation. Compensatory reactions are defenses
against feelings of inferiority and inadequacy growing out of
real or imagined personal defects or weaknesses, as well as out
of the individual's inevitable failures and setbacks. Such
reactions may take. many forms and may represent constructive,
deliberate, task-oriented behavior, as in the case of an
individual who attempts to overcome a physical handicap through
increased effort and persistence- Demosthenes, the great orator,
had to overcome early stuttering, and Wilma Rudolph, crippled
and unable to walk until she was eight years old. became an
Olympic track winner. Compensatory reactions of this type may be
a deciding factor in success, as biographers are quick to point
out,
More commonly, compensatory reactions are indirect; there is an
attempt to substitute for the defect in some way or to draw
attention away from it. The physically unattractive boy or girl
may develop an exceptionally pleasing personality, the puny boy
may turn from athletics to scholarship, and the mediocre nobody
may become the Grand Imperial Potentate of some secret order.
Much of the cosmetics industry has developed ground minimizing
undesirable facial features and emphasizing desirable ones.
15. Acting out. Acting out is a reaction in which the
individual reduces the anxiety and tension associated with
dangerous desires by actually permitting their expression. For
ex- ample, a person who feels mistreated and dis- criminated
against may lash out in physical violence against those viewed
as responsible. Often the damage or destruction of property, as
in instances of vandalism, appears to be serving this function.
All of us have probably experienced times of acute conflict or
stress when tension and anxiety have built up to such a level
that almost any action that would "get it over with" is welcome.
Soldiers under the stress of waiting have been known to leave
their relatively safe shelter and blindly attack the enemy. But
al- though such acting-out behavior may momentarily reduce
tension and anxiety, it is obviously not well designed to deal
effectively with
the stress situation eliciting the anxiety. Under most
circumstances acting out is not feasible except for those who
have relatively weak reality and value controls; most people are
deterred not only by their values but by the likelihood of
social disapproval, punishment, personal injury, or other
aversive results.
Evaluation of ego-defense mechanisms. These defense
mechanisms are ordinarily used in combination, rather than
singly, and often they are combined with task-oriented behavior-
Because they are essential for softening failure, alleviating
anxiety and hurt, and protecting one's feelings of adequacy and
worth, we may consider them to be normal adjustive reactions
unless they seriously interface with the effective resolution of
stress situations. Both the "positive" and "negative" functions
of such defenses have been weli illustrated in an investigation
of the ego defenses used by thirty hospitalized women who were
awaiting the outcome of breast tumor biopsy. These researchers
found the defense mechanisms of denial and rationalization to be
highly effective in coping with anxiety, particularly when used
in combination. They also found, however, that many of the women
who allayed their anxieties with these defenses did not seek
early enough medical help.
In summary, it may be emphasized that these defense
mechanisms are, in the main, learned; they are designed to deal
with inner hurt, anxiety, and self-devaluation; they oper- ate
on relatively automatic and habitual levels; and they typically
involve some measure of self-deception and reality distortion.
Decompensation under excessive stress
When the individual's coping behavior fails to deal
effectively with the stress situation, there is a lowering of
integrated functioning 'and eventually a breakdown of the
system. This lowering of integration is referred to as de-
compensation. Whether stress becomes "excessive" depends, of
course, not only on the nature of the adjustive demand but also
on the individual's available resources for coping with it.
Decompensation has been observed on biological, psychological,
and group levels.
Biological decompensation. A model that helps explain the course
of biological decompensation under excessive stress has been
advanced by Selye (1956, 19G9) in his formulation of the general
adaptation syndrome. Selye found that the body's reaction to
sustained and excessive stress typically occurs in three major
phases: (a) alarm and mobilization—representing a general call
to arms of the body's defensive forces; (b) stage of
resistance—in
which biological adaptation is optimal in terms of bodily
resources; and (c) exhaustion and disintegration -in which
bodily resources are depleted and the organism loses its abilily
to resist so that further exposure to the stress can lead to
disintegration and death.
Where decompensation does not run its en- tire course and result
in the death of the organism, maintenance mechanisms attempt to
repair damage and reorganize normal function. If the stress has
resulted in extensive damage, this restorative process is often
a matter of reorganizing "remaining part' and
resources," but there >s n permanent lowering of the previous
level of integration and functioning.
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